Table of Contents

Introduction. Meaning of Financial Promotion. Other Jargon. Exemptions. Jurisdictional Reach. FSA Rules COBS scope and procedural requirements. FSA Rules COBS form and substance. Internet, E-media, E-commerce and Distance Marketing. Packaged Products and Regulated Funds. Unregulated Funds. Pensions. Insurance (ICOBS). Banking and E-money. MCOB Mortgages and Home Finance. Corporate Finance, Private Equity. Consequences of Breach. Other Laws and Requirements. Appendices.