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Financial Services Law and Compliance in Australia


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Table of Contents

Preface; List of abbreviations; Table of statutes; Table of cases; 1. Financial services regulation and the financial citizen; 2. The regulatory structure; 3. An overview of financial services reform; 4. Licensing financial services providers; 5. The role of disclosure in the distribution of financial products; 6. Selling financial products and other conduct; 7. Deposit taking and payments; 8. Investment; 9. Insurance; 10. Consumer credit; 11. Superannuation; 12. Compliance, enforcement and remedies; Index.

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This book provides an account of the overarching system for regulating financial services in Australia.

About the Author

Gail Pearson is Professor of Business Law at the University of Sydney.

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