Table of Contents

"Banks and the Regulatory Regime; The Financial Services Authority and Financial Services and Markets Act; Regulated Activities - Banking and Investment Business; Other Regulated Activities; Authorisation and Approved Persons; Deposit Taking and Banking Supervision; Investment Management; Marketing and Financial Promotion;Market Misconduct; The Prevention of Money Laundering and Terrorist Finance; Client Care; Client Money; Record Keeping and notifications;Ensuring Compliance: Managing Regulatory and Reputational Risk;Capital Adequacy; Financial Derivatives; Global Custody; Listing and Regulated Exchanges and Clearing Houses; Investigations, Discipline and Enforcement; FSA decision making and the Financial Services and Markets Tribunal; International Supervisory Co-operation"